Broker Check

Our Team

Mark R. Hoffman

CEO, Principal

(502) 909-1104

[email protected]

Mark is a co-founder of Lanier Asset Management and serves as its Chief Executive Officer. By founding Lanier, Mark believed that he could build a wealth management firm that truly put clients' interests first - offering an objective...

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Junius V. (Trip) Beaver, III

Co-Chief Investment Officer, Principal

(502) 909-1102

[email protected]

Trip is a co-founder of Lanier Asset Management and serves as its Co-Chief Investment Officer. Trip has been a financial advisor delivering high-value investment solutions to affluent individuals since 1994. In 2001, he introduced to...

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Carl W. Hafele, CFA, CPA

Co-Chief Investment Officer, Principal

(502) 909-1111

[email protected]

Carl serves Lanier Asset Management as Co-Chief Investment Officer with 30 years of investment experience. A principal in the firm, Carl was formerly CEO and portfolio manager at National Asset Management and later INVESCO, where he...

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Deidre M. Durbin

Chief Compliance Officer

(502) 909-1105

[email protected]

As Lanier's Chief Compliance Officer, Deidre is responsible for all facets of compliance within the organization as well as assisting with client service and special projects. With over 30 years of experience in the financial industry,...

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Dr. Daniel L. Bauer

Financial Consultant

(502) 909-1103

[email protected]

Daniel is a Financial Consultant with Lanier Asset Management and a Professor of Finance at Bellarmine University where he previously served for 15 years as Dean of the Rubel School of Business. Dan was appointed by the Governor to the...

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Sara B. Thomas, JD, CPA

Financial Consultant

(502) 909-1109

[email protected]

Sara is a Financial Consultant who brings her extensive background of service to high wealth families to Lanier. Sara began her career with Cotton and Allen PSC, a Louisville-based accounting firm, where she developed tax planning...

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John E. Thompson

Director, Private Client Group

(502) 909-1112

[email protected]

John is a native of South Dartmouth, Massachusetts. He has spent over 30 years inspiring clients and advisors in the financial services industry. He started his retail investment career at E.F. Hutton, Providence, RI and later joined...

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Stephanie Milby

Investment Associate

(502) 909-1106

[email protected]

As an Investment Associate at Lanier, Stephanie is responsible for client relationship management and technical investment analysis. Prior to joining Lanier, she worked at Deutsche Bank as part of the institutional platform where she...
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